Privacy Policy
What Aliya Financial LLC does with your personal information.
Financial companies choose how they share your personal information. Federal and state law give consumers the right to limit some but not all sharing. Federal and state law also require us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What Personal Information We Collect
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security number and income
- Assets, account balances, and account transactions
- Investment experience and risk tolerance
- Wire transfer instructions and account transaction history
When you are no longer our client, we continue to share your information only as described in this notice.
How We Share Your Information
All financial companies need to share customers' personal information to run their everyday business. Below, we list the reasons financial companies can share their customers' personal information, the reasons Aliya Financial LLC chooses to share, and whether you can limit this sharing.
| Reasons we can share your personal information | Does Aliya Financial LLC share? | Can you limit this sharing? |
|---|---|---|
| For our everyday business purposes — such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus | Yes | No |
| For our marketing purposes — to offer our products and services to you | Yes | No |
| For joint marketing with other financial companies | No | We don't share |
| For our affiliates' everyday business purposes — information about your transactions and experiences | No | We don't share |
| For our affiliates' everyday business purposes — information about your creditworthiness | No | We don't share |
| For nonaffiliates to market to you | No | We don't share |
Questions? Call 732-508-7320 or email michael@aliyafinancial.com.
Who We Are
Who is providing this notice? Aliya Financial LLC, a registered investment adviser (CRD #340264).
What We Do
How does Aliya Financial LLC protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal and state law. These measures include administrative, technical, and physical safeguards, such as secure data storage, restricted system access, and secure handling of client records and files.
How does Aliya Financial LLC collect my personal information? We collect your personal information, for example, when you:
- Open an account or provide account or contact information
- Enter into an investment advisory contract with us
- Direct us to buy or sell securities, or give us your income or asset information
- Tell us about your investment or retirement portfolio
Why can't I limit all sharing? Federal and state law give you the right to limit only:
- Sharing for affiliates' everyday business purposes — information about your creditworthiness
- Affiliates from using your information to market to you
- Sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
Definitions
Affiliates: Companies related by common ownership or control. They can be financial and nonfinancial companies. Aliya Financial LLC has no affiliates.
Nonaffiliates: Companies not related by common ownership or control. They can be financial and nonfinancial companies. Aliya Financial LLC does not share with nonaffiliates so they can market to you. Information may be shared with your account custodian or broker-dealer as necessary to open and service your account; this sharing falls under our everyday business purposes described above, not marketing.
Joint Marketing: A formal agreement between nonaffiliated financial companies that together market financial products or services to you. Aliya Financial LLC doesn't jointly market.
Last Updated: August 25, 2026